Genta hat gestern den Investor per SEC Filling bekannt gegeben.. es ist Tang Capital Management.
Soweit ich rauslesen konnte, sind die Aktien so aufgeteilt, dass diese immer nur zu bestimmten Zeit auf den Markt gebracht werden dürfen.
Weiterhin hat der Raymond und Itri Loretta jeweils 5 Mio. Aktien gekauft.. Wobei in dem Sec Dokument der Name von Loretta mit drei "t" geschrieben wurde...ts ts ts
Auszug über den Investor:
Tang Capital Partners. Tang Capital Partners is the beneficial owner of 11,766,912 shares of Common Stock, comprised of 2,847,183 shares of Common Stock, $79,939.84 face amount of the Issuer’s 15% Senior Secured Convertible Promissory Notes due June 2010 (the “June 2010 Notes”), $1,850,000.00 face amount of the Issuer’s 8% Senior Secured Convertible Promissory Notes due April 2012 (the “April 2012 Notes”), and $664,000.00 Face Amount of the Issuer’s 8% Unsecured Subordinated Convertible Promissory Note due July 2011 (the “July 2011 Notes”). Additionally, Tang Capital Partners is the beneficial owner of a warrant to purchase 4,625,000 shares of the Issuer’s Common Stock at an exercise price of $0.50 per share (the “April 2009 Warrant”) and a warrant top purchase 1,660,000 shares of the Issuer’s Common Stock at an exercise price of $1.00 per share (the “July 2009 Warrant”).
Tang Capital Partners also has the right, pursuant to a Securities Purchase Agreement dated April 2, 2009, to purchase an additional $1,850,000.00 face amount of the April 2012 Notes. Tang Capital Partners also has the right, pursuant to a Consent Agreement dated April 2, 2009, and amended on May 22, 2009 and July 7, 2009, to purchase $2,832,951.79 Face Amount of the April 2012 Notes.
Pursuant to a Securities Purchase Agreement dated July 7, 2009, Tang Capital Partners is obligated, subject to certain conditions, to purchase $2,383,757.69 Units (the “Units”) from the Issuer on August 6, 2009. Such Units will consist of 70% July 2011 Notes, 30% of the Issuer’s Common Stock, and an additional July 2009 Warrant to purchase a number of shares equal to 25% of the shares underlying the July 2011 Notes purchased in such closing. The Common Stock of such units will be priced at 25% of the VWAP for the five trading days immediately preceding such closing, subject to a minimum price per share of $0.10.
The April 2012 Notes can only be converted to the extent that, after such conversion, the Reporting Persons would beneficially own no more than 4.999% of the Issuer’s Common Stock. The July 2011 Notes can only be converted to the extent that, after such conversion, the Reporting Persons would beneficially own no more than 9.999% of the Issuer’s Common Stock. The April 2009 Warrants are not exercisable until October 2, 2009, and after such date, are only exercisable to the extent that, after such exercise, the Reporting Persons would beneficially own no more than 4.999% of the Issuer’s Common Stock. The July 2009 Warrants are not exercisable until January 7, 2010, and after such date, are only exercisable to the extent that, after such exercise, the Reporting Persons would beneficially own no more than 4.999% of the Issuer’s Common Stock.
Getme
|
Thread abonnieren
