As filed with the Securities and Exchange Commission on January 12, 2016 PRIOR SALES During the twelve-month period preceding the date of this Prospectus, we issued or granted, as applicable: •an aggregate of approximately 596.8 thousand Common Shares at an issuance price of $62.00 per share issued in connection with the March 2015 Offering; sollte erledigt sein
•an aggregate of approximately 447.6 thousand Series A warrants to acquire Common Shares issued in connection with the March 2015 Offering, which have an adjusted exercise price of $4.95 following the December 2015 Offering; Teilausübung im Dez.????????????
•an aggregate of approximately 298.4 thousand Series B Warrants, of which approximately 8.1 thousand remain outstanding as of the date of this Prospectus, which have an adjusted exercise price of $4.95 following the December 2015 Offering; Werden sie gerade eingepflegt????
•an aggregate of approximately 5.7 million Common Shares upon various alternate cashless exercises of our Series B Warrants; Erledigt
•an aggregate of 3.0 million Common Shares and warrants to acquire 2.1 million Common Shares at a combined issuance price of $5.55 per Common Share together with a warrant to purchase 0.7 of a common share in connection with the December 2015 Offering, as well as Warrants to acquire approximately 0.2 million common shares upon exercise of the Over-Allotment Option at an issuance price of $0.01 per Warrant, with each Warrant having an exercise price of $7.10 per share; Freue mich schon darauf! •an aggregate of 3,333 Common Shares upon the exercise of warrants previously issued in an underwritten public offering in January 2014, which had an adjusted exercise price of nil per Common Share following the December 2015 Offering; and
Dürften weg sein!
•243,000 stock options exercisable at a weighted average price of $5.18 per share http://secfilings.nasdaq.com/...A&RcvdDate=1%2F12%2F2016&pdf=
Haben sie noch die kompl. Serie-A? Wenn ja könnte noch was auf uns zu kommen. 447600 X 81 : 4,95 = 7,324 Mio Aktien (bei einer Wandlung nur 1:1) Ein Ausübungspreis von ca. 3,1$ für die Serie-A ist durch das momentane VWAP möglich. Die Serie-B 8100 x 81 : 4,95 = 0,133 Mio Aktien (x alternate cashless exercise)
(e) Number of Warrant Shares . Simultaneously with any adjustment to the Exercise Price pursuant to paragraph (b) of this Section 2, the number of Warrant Shares that may be purchased upon exercise of this Warrant shall be increased or decreased proportionately, so that after such adjustment the aggregate Exercise Price payable hereunder for the adjusted number of Warrant Shares shall be the same as the aggregate Exercise Price in effect immediately prior to such adjustment (without regard to any limitations on exercise contained herein). http://secfilings.nasdaq.com/...-K&RcvdDate=3%2F5%2F2015&pdf= paragraph (b) = auch RS Ausübungspreis runter = Aktienanzahl hoch.
• |
| 575,376 Common Shares issuable upon exercise of warrants that we previously issued in a registered direct offering in July 2013 and in underwritten public offerings in October 2012 and January 2014, as well as the March 2015 Offering (excluding, however, any Common Shares issuable upon alternate cashless exercise of the Series B Warrants), which had a weighted average exercise price as of September 30, 2015 of $99.00 per Common Share; |
http://secfilings.nasdaq.com/...L&RcvdDate=12%2F9%2F2015&pdf= Die beiden haben auch noch was zu bieten.
Bleibt nur zu hoffen das ich daneben liege, oder schon einiges ausgeübt ist. Ein Teil Serie-A im Dez. ausgeübt und Sabby verkauft???????? Dann sollte bald eine Serie-A und B Fertigmeldung unsere Herzen erfreuen. Wenn nicht, dann brauchen wir uns wenigstens nicht an steigende Kurse gewöhnen! Gruß. C.
|